Variations of circulating endothelial progenitor cells and transforming growth factor-beta-1 (TGF-β1) during thoracic radiotherapy are predictive for radiation pneumonitis
© Liu et al.; licensee BioMed Central Ltd. 2013
Received: 16 March 2013
Accepted: 14 June 2013
Published: 25 July 2013
The vascular endothelial cells are important targets of radiotherapy, which may be involved in the pathogenesis of radiation pneumonitis (RP). This study investigated the variations of circulating endothelial progenitor cells (EPCs) and transforming growth factor-beta-1 (TGF-β1) during three-dimensional conformal radiation therapy (3D-CRT) in patients with non–small-cell lung cancer (NSCLC) and analyzed the correlation between these variations with the occurrence of RP.
Patients and methods
From November 2008 to November 2009, eighty-four consecutive patients receiving 3D-CRT for stage III disease were evaluated prospectively. Circulating EPCs and TGF-β1 levels were measured at baseline, every 2 weeks during, and at the end of treatment. RP was evaluated prospectively at 6 weeks after 3D-CRT.
Thirty-eight patients (47.5%) experienced score 1 or more of RP. The baseline levels of EPCs and TGF-β1 were analyzed, no difference was found between patients with and without RP during and after 3D-CRT. By serial measurement of TGF-β1 and EPCs levels, we found that the mean levels of EPCs in the whole population remained stable during radiotherapy, but the mean levels of TGF-β1 increased slowly during radiotherapy. TGF-β1 and EPCs levels were all significantly higher at week 2, week 4 and week 6 in patients with RP than that in patients without RP, respectively. During the period of radiation treatment, TGF-β1 levels began to increase in the first 2 weeks and became significantly higher at week 6 (P < 0.01). EPCs levels also began to increase in the first 2 weeks and reached a peak at week 4. Using an ANOVA model for repeated-measures, we found significant associations between the levels of TGF-β1 and EPCs during the course of 3D-CRT and the risk of developing RP (P < 0.01). Most of the dosimetric factors showed a significant association with RP.
Early variations of TGF-β1 and EPCs levels during 3D-CRT are significantly associated with the risk of RP. Variations of circulating TGF-β1 and EPCs levels during 3D-CRT may serve as independent predictive factors for RP.
Trials registration number: 20070618
Non–small-cell lung cancer (NSCLC) is the most common cancer in developed countries. For patients with locally advanced or medically inoperable disease, radiotherapy has been an important intervention method. Radiation pneumonitis (RP) is the acute expression of radio-induced ung damage. Among the patients received thoracic radiotherapy, 8% to 13% developed severe toxicity, and approximately 1.6% died from RP . However, the underlying molecular and cellular mechanisms of RP are very complex. Several biological factors need to be considered for understanding the molecular events in developing radiation-induced complications in normal tissues [2–5].
Radiotherapy is an important nonsurgical treatment for cancer. Recent studies have shown that tumor vasculature and, in particular, the vascular endothelial cells are important targets of radiotherapy [6, 7], which may be involved in the pathogenesis of RP . The damage of vascular endothelial cells may increase the infiltration of inflammatory cells into the pulmonary interstitium and alveolar. Some believe that damage to vascular endothelial cells plays a critical role in increasing the levels of endothelial progenitor cells (EPCs) . EPCs as well as mature endothelial cells are detectable in the peripheral circulation . EPCs may appear in the circulation by detaching from activated or damaged vessels. An increase of circulating EPCs was described in several pathologic conditions that involve vascular injury or instability as myocardial infarction and cancer [11, 12]. Emerging evidence suggests that circulating EPCs may provide an endogenous repair mechanism to counteract ongoing risk factor-induced endothelial injury and therefore protect against the development of RP . Therefore, we postulated that the changes in EPCs levels may predict the incidence of RP.
Transforming growth factor-beta-1 (TGF-β1) is a pleiotropic cytokine that has been found to be highly associated with the damage of lung architecture. TGF-β1 can regulate tissue morphogenesis and inhibit the proliferation of many cell types , which may play an important role in the pathogenesis of RP . Several recent studies have proved that radiation induces the expression of TGF-β1 on vascular endothelial cells . TGF-β1 has multiple effects on vascular endothelial cells. In vivo, TGF-β1 is one of the key stimuli of endothelial proliferation and migration and thus plays an essential role in physiological and pathological angiogenesis [17, 18]. Notably, TGF-β1 stimulates directly the proliferation of fibroblasts and endothelial cell . Previous study proved that TGF-β1 induces angiogenesis in vivo through an indirect mechanism, by up-regulating the expression of VEGF in epithelial or other cell types . Thus, TGF-β1 activity appears to be necessary to the loss of lung architecture.
We hypothesized that radiotherapy might increase the mobilization of EPCs by congregating on the damaged vessels. This study was therefore designed to determine the changes in circulating EPCs and TGF-β1 during three-dimensional conformal radiation therapy (3D-CRT) in patients with NSCLC and to analyze the correlation between these variations with the occurrence of RP.
This study was approved by the local ethics committee, and informed consent was obtained from all study participants. From November 2008 to November 2009, eighty-four consecutive patients were enrolled in this prospective study. Criteria for enrollment include: (1) ages > 18 years; (2) locally unresectable stage III NSCLC proven either by biopsy or cytology; (3) life expectancy ≥ 6 months; (4) Karnofsky performance status (KPS) ≥ 80; (5) good pulmonary function tests (ratio of forced expiratory volume at 1 second on vital capacity ≥ 50%, ratio of diffusion capacity for carbon monoxide on alveolar volume ≥50%). At the time of study entry the patients had to be free of additional malignant, inflammatory or ischemic diseases, wounds or ulcers, pulmonary fibrosis that may influence the results of this study.
As previously reported , patients received conventional fractionated RT (2 Gy per fraction, 5 days per week). The total irradiation dose ranged from 60 to 72 Gy, with a median of 66 Gy. Target volumes were defined according to the International Commission on Radiation Units and Measurements (ICRU) -50 report . The structures of interest, such as GTV, clinical target volumes, and normal structures were contoured on multiple computed tomography pictures. Doses were calculated taking into account the tissue density heterogeneity, and dose volume histograms (DVHs) of the lungs were calculated based on computed tomography–defined lung volumes. Total mean lung dose (MLD), the percentage of irradiated lung volume exceeding 20 Gy (V20) and 30 Gy (V30) were calculated from lung DVHs. The total MLD was calculated as follows: MLD = [(right lung volume × mean lung dose to right lung) + (left lung volume × mean lung dose to left lung)]/ (left lung volume + right lung volume). The lung dosimetric factors were calculated with subtraction of the GTV. Both lungs were considered either as a single paired organ or as two separate organs. 3D-CRT treatment planning was performed using the beam’s-eye-view technique. Megavoltage equipment was used with photon energies of 6 or 15 MV using a multileaf collimator to shape the irradiation portals according to the target volume. The first part of radiation used six portal entrances (anterior/posterior, posterior/anterior and 4 oblique beam) for a total prescribed dose of 50 Gy. An additional dose of 10–20 Gy was prescribed using six portal entrances (0°, 51°, 102°, 145°, 215°, and 306°). Six portals were treated each day. All patients were treated with similar medications during the observation period.
Evaluation of RP
At 6 to 8 weeks after the end of 3D-CRT, the severity of RP was determined using the Lent-Soma scale defined by the Radiation Therapy Oncology Group (RTOG) and the European Organization for the Research and Treatment of Cancer (EORTC) . Thus, RP was scored here from clinical symptoms, radiological abnormalities, and loss of pulmonary function, which include three subjective scales and two objective scales. Subjective scales: cough; dyspnea; thoracic pain. Objective scales: chest x-ray and thoracic CT read by an independent committee of experts (pneumologists, radiologists and radiation oncologists); PF tests (reduction of vital capacity and/or diffusion capacity for carbon monoxide on alveolar volume). All single-scale measures ranged from 0 to 4 in score. The final scoring was equal to the average of the five scores. RP was defined as the grade ≥1.
Measurement of circulating TGF-β1
Blood samples were collected from patients prior to treatment (baseline), then every 2 weeks during, and at 4 weeks after the end of treatment (i.e., 5 blood samples). Blood was collected in tubes containing 7.5% K3 EDTA and immediately placed on ice. The samples were centrifuged at 4°C for 30 min at 1000 g within 1 h upon collection, and then frozen at −80°C for further analysis. The plasma for TGF-β1 determination was withdrawn from the middle of the plasma column trying to avoid the platelet interface. TGF-β1 concentration in plasma was measured using a specific enzyme immunoassay kit from immunotech (Biosource, USA).
Isolation and quantification of EPCs by flow cytometry
Blood samples were collected from patients prior to treatment (baseline), then every 2 weeks during, and at 4 weeks after the end of treatment. Monocytes were isolated and purified from 20 ml of peripheral blood. In brief, 20 ml blood diluted 1:1 in phosphate-buffered saline (PBS) was layered on top of lymphoprep density gradient media at 1.077 plus or minus 0.001 g/ml (Pharmacia Biotech, Uppsala, Sweden) to separate peripheral blood mononuclear cells (PBMCs). Tubes were centrifuged for 30 minutes at 400 g. PBMCs on top of the separation media were carefully collected and then washed 3 times with PBS.
CD34+ monocytes were isolated from PBMCs using immunomagnetic CD34 microbeads (Miltenyi direct CD34 progenitor cell isolation kit, Miltenyi Biotech, Bergisch-Gladbach, Germany) as reported previously . After the magnetic labeling of the cells, the suspension was loaded onto a MACS Column (MS Columns, Miltenyi Biotec) which was placed in the magnetic field of a MACS Separator (Octo MACS Cell Separator, Miltenyi Biotec). The magnetically labeled CD34+ cells were retained within the column. After removing the column from the magnetic field, the magnetically- retained CD34+ cells were eluted as a positively-selected cell fraction. The CD34+ cells were counted with the Neubauer counting chamber. After the positive selection, CD34+ MNCs were counted by FACS (fluorecenceactivated cell sorting) analysis. The number of CD34+ cells were quantified and expressed as number of cells per milliliter of blood. All samples were measured in duplicate and the values averaged. For all assays the intra-observer and inter-observer variation coefficient was less than 5%, respectively.
Continuous data were expressed as mean ± SD, and discrete data were given as counts and percentages. A student’s t-test was used to evaluate the relationship between the clinical, functional, and dosimetric factors on RP. Pearson Chi-Square test was used to compare categorical variables, and independent-samples T test or one-way ANOVA were used for quantitative variables, as appropriate. Linear regression analysis was employed to determine the correlation between the changes of EPCs and TGF-β1 in the same patient. In the univariate analysis, the occurrence of RP and potential prognostic features were analyzed with the standard statistical analysis methods. An SPSS software package (version 13.0; SPSS Inc) was adopted for analysis and a value of P < 0.05 was regarded as statistically significant.
Baseline clinical characteristics of the study group
Number of patients
Number of patients
AJCC clinical stage
Large cell carcinoma
Tumor site (lobe)
Upper & middle
Current or ex smoker
Weight loss ≥ 5%
The incidence of RP
Scoring of the 80 patients evaluated for RP after treatment
No. of patients
Changes of TGF-β1
Comparison of TGF-β1 and EPCs at baseline in patients with and without RP
Levels at baseline
4.54 ± 0.78
4.60 ± 0.89
1201.4 ± 311.70
1164.6 ± 349.90
Changes of EPCs
Association between the biomarkers and the clinical diagnosis of RP
We made statistical calculations and found that there was positive correlation between EPCs and the diagnosis of RP (r = 0.25, P < 0.01) and TGF-β1 and the diagnosis of RP (r = 0.55, P < 0.01). We also analyzed the correlation between the changes of EPCs and TGF-β1 in the same patient and found that there was a positive correlation between them (r = 0.12, P < 0.05).
Clinical, functional, and dosimetric factors are predictive for RP at 6 to 8 weeks
Clinical, functional, and dosimetric factors on RP
Age Mean (range)
KPS Mean (range)
AJCC clinical stage (IIIA/ IIIB)
Tumor site (UM/LO)
Smoking history (NO/CU)
Chemotherapy (Yes/ No)
V20 Mean (range)
V30 Mean (range)
DLCO (%) Mean (range)
FEV1 (%) Mean (range)
FVC (%) Mean (range)
MLD Mean (range)
Weight loss ≥ 5% (Yes/ No)
RP is a serious and potentially lethal treatment-related complication for lung cancer. The first finding of this study is that there was a high incidence (47.5%) of RP in NSCLC treated with 3D-CRT, which is higher than that in previous report . The lack of consensus on uniform criteria for defining RP makes it difficult to diagnose, explain and compare the incidence and severity of RP. In approximately 28% of RP patients, the diagnosis is uncertain due to confounding factors . In this article, we used a classification derived from the Lent-Soma scale defined by the RTOG and the EORTC . This classification is based not only on clinical evaluation but also on measurements of loss of pulmonary function and radiological changes. In our study, the majority (35.0%) of RP patients suffered Grade 1, whereas 8.75% suffered Grade 2, 2.5% suffered Grade 3, and 1.2% suffered Grade 4. The high rate of RP observed in our study is thus mainly due to score 1 toxicity, which is similar to the results reported by other prospective studies using various scoring scales [27–29].
As all of us have known, the occurrence of pneumonitis is unpredictable. Therefore, reliable biochemical or cellular markers in identifying individuals at a high risk of developing RP are most desirable for early treatment modifications in order to avoid serious complications. These biomarkers may also allow the selection of patients who may be able to tolerate higher doses of radiation. Microvascular injury is a prominent feature of normal tissue radiation injury and plays a critical role in both acute (inflammatory) and chronic (fibrotic) radiation responses. Injury of the vascular endothelium is presumed to play a central role in the response of most normal tissues to ionizing radiation and to the progressive nature of chronic radiation fibrosis. This is particularly true for chronic radiation toxicity, in which microvascular injury seems to be a key to the unique self-perpetuating nature of radiation injury . EPCs represent a subset of bone marrow derived cells that undergo mobilization secondary to a stimulus, circulate in the peripheral bloodstream where they home to sites of neovascularization, and differentiate into endothelial cells on site. Circulating EPCs may provide an endogenous repair mechanism to counteract ongoing risk factor-induced endothelial injury and therefore protect against the development of RP .
In our study, we first reported the correlation between the variations of circulating EPCs levels before, during and after 3D-CRT and the risk of RP in patients with NSCLC. We found that there was a statistically significant correlation between the variation of EPCs during and after 3D-CRT and the risk of developing RP, but no statistically significant correlation was found between the baseline level of EPCs and the risk of developing RP. EPCs levels began to increase in the first 2 weeks and reached a peak at week 4. EPCs levels were all significantly higher at week 2, week 4 and week 6 in patients with RP than that in patients without RP, respectively.
In acute situation, radiation causes endothelial cell apoptosis, increases vascular permeability, expression of chemokines and adhesion molecule. Others have recently demonstrated that vascular repair and reendothelialization after injury is enhanced by circulating EPCs [32, 33]. Given these data, we speculate that 3D-CRT increases the mobilization of circulating EPCs, which may contribute to the repair of vascular and the enhancement of neoangiogenesis. Therefore, circulating EPCs levels are quantified to assess endothelial repair capacity and may be related to the rate of RP. Previous study has proved that irradiation can cause severe endothelium injury, which can start the mobilization of EPCs. On the other hand, endothelium injury also can induce extrinsic EPCs homing to the tissues . Therefore, we presumed that the elevation of the number of circulating EPCs might represent a mechanism to enhance vascular health and reduce the damage of RP.
In this article, we have evaluated the utility of TGF-β1 as a predictor of RP. We found that the baseline levels of TGF-β1 in RP patients (4.38 ng/ml, range 3.24-6.23 ng/ml) were similar to that in non-RP patients (4.30 ng/ml, range 3.11-6.35 ng/ml). This finding is contrary to the result reported by Rübe . The TGF-β1 levels during the period of 3D-CRT were significantly higher in patients with RP than that in patients without RP. We also found that the changes of TGF-β1 level during the course of 3D-CRT appeared to be useful in identifying patients at risk for developing RP. This finding is similar to the results by other researchers [36, 37]. TGF-β1 plays a key role in tissue response to radiotherapy as a master switch for development and persistence of fibrosis . In the lung parenchyma, TGF-β1 is synthesized by a large variety of cells, including platelets, leukocytes, and erythrocytes and its release into the plasma might be caused not only by the method of blood collection but also by pathological conditions of these cells. Therefore, there is conflicting data regarding the predictive ability of TGF-β1. Some clinical trials demonstrated that the incidence of RP was significantly correlated with plasma TGF-β1 level. The incidence of RP was significantly higher when TGF-β1 levels increased during radiotherapy or it failed to normalize after radiotherapy. Others also reported that there was a positive correlation between the levels of TGF-β1 before and during RT and the risk for developing RP .
Although TGF-β1 levels remained stable in the whole population during 3D-CRT, its circulating levels showed a statistically significant opposite evolution between patients with RP and patients without RP. TGF-β1 levels remained significantly elevated throughout the treatment in RP patients in comparison with that in non-RP patients, with a significant peak elevation at 6 weeks of treatment. TGF-β1 is a multifunctional cytokine involved in the regulation of immunologic and inflammatory response. The mechanisms through which TGF-β1 performs are complex, which involve both the inhibition of epithelial cell proliferation and the development of tissue fibrosis in response to irradiation. Radiation induces the release of TGF-β1 from a latent complex that can occur at radiation doses as low as 0.5 Gy . TGF-β1 has multiple effects on vascular endothelial cells. It can induce angiogenesis . Because TGF-β1 and EPCs mutually regulate vascular endothelial cells and can be considered in the complex interactive network, their levels during 3D-CRT may reflect the damage of vascular by radiation. In our study, the evolution of circulating TGF-β1 and EPCs levels during 3D-CRT was significantly associated with the risk of RP and seemed to be independent predictive factors for RP. This means that such variations could be an additional predictive tool to be used in association with dosimetric parameters and clinical character such as MLD, V20, V30 or weight loss ≥ 5% for a more precise evaluation of the risk of RP.
In this study, we demonstrated that the variations of TGF-β1 and EPCs levels during 3D-CRT are significantly associated with the risk of RP. In the patients who developed RP, both TGF-β1 and EPCs level increased and reached a peak at 6 weeks and 4 weeks during 3D-CRT, respectively. On the contrary, the levels of TGF-β1 and EPCs in the patients who didn’t develop RP remain relative stable. Further research should be done to further identify biomarkers that might one day allow us to give rise to novel and specific prevention strategies for RP.
This study was supported by grants from the National Natural Science Foundation of China (NO.81172596, 81173427).
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